-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L7mkxC0Q2ksfe//CkEjOU6Y2Zg9VuLZHeM64RdITQwaOCvI+JseuBJdTzYMhKmE/ JVNyj8/vJ+QrBjwaR74jCg== 0000950144-04-000881.txt : 20040206 0000950144-04-000881.hdr.sgml : 20040206 20040206091800 ACCESSION NUMBER: 0000950144-04-000881 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040206 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRACTOR SUPPLY CO /DE/ CENTRAL INDEX KEY: 0000916365 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-BUILDING MATERIALS, HARDWARE, GARDEN SUPPLY [5200] IRS NUMBER: 133139732 STATE OF INCORPORATION: DE FISCAL YEAR END: 1226 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-47291 FILM NUMBER: 04571735 BUSINESS ADDRESS: STREET 1: 320 PLUS PARK BLVD CITY: NASHVILLE STATE: TN ZIP: 37217 BUSINESS PHONE: 6153664600 MAIL ADDRESS: STREET 1: 320 PLUS PARK BOULEVARD CITY: NASHVILLE STATE: TN ZIP: 37217 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SCARLETT JOSEPH H JR CENTRAL INDEX KEY: 0000938610 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 320 PLUS PARK CITY: NASHVILLE STATE: TN ZIP: 37217 BUSINESS PHONE: 6153664727 SC 13G 1 g87054sc13g.htm TRACTOR SUPPLY COMPANY - FORM SC 13G J SCARLETT JR TRACTOR SUPPLY COMPANY - FORM SC 13G J SCARLETT JR
 

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 4)*

TRACTOR SUPPLY COMPANY

(Name of Issuer)

COMMON STOCK, PAR VALUE $.008 PER SHARE

(Title of Class of Securities)

892356106

(Cusip Number)

February 17, 1994

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

        o Rule 13d-1 (b)

        o Rule 13d-1 (c)

        x Rule 13d-1 (d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the notes).

 

 

             
13G
CUSIP No. 892356106 Page 2 of 6
  1. Name of Reporting Person:
Joseph H. Scarlett, Jr.		 I.R.S. Identification Nos. of above persons (entities only):
  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) x  
  3. SEC Use Only:
  4. Citizenship or Place of Organization:
U.S.A.
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
5,273,384
6. Shared Voting Power:
0
7. Sole Dispositive Power:
5,273,384
8.Shared Dispositive Power:
0
  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
5,273,384
  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o
  11.Percent of Class Represented by Amount in Row (9):
14.1%
  12.Type of Reporting Person:
IN

2

 

     
Item 1(a)   Name of Issuer:
     
    Tractor Supply Company
   
     
Item 1(b)   Address of Issuer’s Principal Executive Offices:
     
    320 Plus Park Boulevard, Nashville, TN 37217
   
     
Item 2(a)   Name of Person Filing:
     
    Joseph H. Scarlett, Jr.
   
     
Item 2(b)   Address of Principal Business Office or, if None, Residence:
     
    320 Plus Park Boulevard, Nashville, TN 37217
   
     
Item 2(c)   Citizenship:
     
    U.S.A.
   
     
Item 2(d)   Title of Class of Securities:
     
    Common Stock, par value $.008 per share
   
     
Item 2(e)   CUSIP Number:
     
    892356106
   
     
Item 3.   If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
             
    (a)   o   Broker or dealer registered under Section 15 of the Exchange Act;
             
    (b)   o   Bank as defined in Section 3(a)(6) of the Exchange Act;
             
    (c)   o   Insurance Company as defined in Section 3(a)(19) of the Exchange Act;

Pages 3 of 6 Pages

 

             
    (d)   o   Investment Company registered under Section 8 of the Investment Company Act:
             
    (e)   o   Investment Adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
             
    (f)   o   Employee Benefit Plan or Endowment Fund in accordance with Rule 13d-1(b)(1)(ii)(F);
             
    (g)   o   Parent Holding Company or Control Person, in accordance with Rule 13d-1(b)(1)(ii)(G);
             
    (h)   o   Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act;
             
    (i)   o   Church Plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
             
    (j)   o   Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
     
Item 4.   Ownership
     
(a)   Amount beneficially owned:
     
    5,273,384
   
     
    This amount includes 400,000 shares held by Mr. Scarlett’s wife as to which Mr. Scarlett disclaims beneficial ownership pursuant to Rule 13d-4. Under certain circumstances, Mr. Scarlett and his wife could be viewed as a group within the meaning of Regulation 13D-G. Mr. Scarlett disclaims membership in any such group.
     
    This amount also includes 104,616 shares, the approximate number of shares allocable to Mr. Scarlett’s account under the Tractor Supply Company Employee 401(k) Retirement Plan, for which Mr. Scarlett has indirect voting and dispositive power under certain circumstances.
     
    Any change in share amounts between those reflected herein and those as of the last previous filing are the sole result of a two-for-one split of the Company’s common stock, effective on August 2003.
     
(b)   Percent of class:
     
    14.1%
   

Page 4 of 6 Pages

 

     
(c)   Number of shares as to which such person has:
     
    (i) Sole power to vote or to direct the vote 5,273,384
    (ii) Shared power to vote or to direct the vote 0
    (iii) Sole power to dispose or to direct the disposition of 5,273,384
    (iv) Shared power to dispose or to direct the disposition of 0
     
Item 5.   Ownership of Five Percent or Less of a Class
     
    If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [   ]
     
Item 6.   Ownership of More than Five Percent on Behalf of Another Person
     
    Not applicable.
     
Item 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
     
    Not applicable.
     
Item 8.   Identification and Classification of Members of the Group
     
    Not applicable.
     
Item 9.   Notice of Dissolution of Group
     
    Not applicable.
     
Item 10.   Certifications
     
    Not applicable.

Page 5 of 6 Pages

 

SIGNATURE

     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 6, 2004

         
    Joseph H. Scarlett, Jr.
       
 
    By:   /s/ David C. Lewis
David C. Lewis, as Attorney-in-Fact

Page 6 of 6 Pages

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